FIF - Financial Information Forum

FIF Webinar on Trading Digital Assets: Connectivity, Custody and Compliance

On Wednesday, November 17 at 4pm ET FIF will host a webinar on Trading Digital Assets. This webinar will provide practical guidance to retail and institutional brokers and market makers on trading digital assets, including connectivity to venues, custody of digital assets and determining which products can be traded and offered to customers. Viktor Grinberg will moderate the panel. Panel participants include Alan Konevsky of tZERO, Mike Smith of IPC and Dave Weisberger of CoinRoutes. In order to attend this webinar, please register here. If you have any questions, please email us at fifinfo@fif.com

POSTED Nov 01,2021

New FOCUS Supplemental Liquidity Schedule from FINRA

An FIF member has questions relating to the Supplemental Liquidity Schedule (SLS) recently adopted by FINRA (see FINRA Regulatory Notice 21-31) and would like to discuss these questions with other FIF members. The SLS takes effect on March 1, 2022. If you are interested in participating in an FIF member discussion on this topic, please send a note to fifinfo@fif.com, and we will include you on the invite for this discussion.

POSTED Nov 01,2021

Rule 606 Working Group

The Rule 606 Working Group will meet on Thursday November 4 at 11am ET to continue its discussion of a draft comment letter on FINRA Regulatory Notice 21-35, “FINRA Requests Comment on Proposed Order Routing Disclosure Requirements for OTC Equity Securities and Potential Steps to Facilitate Investor Access to Current Order Routing Disclosures for NMS Securities.”

POSTED Nov 01,2021

Spotlight Presentation on SPAC Tax Issues

On Thursday, November 18 at 3pm ET, the FIF Tax Information Reporting Working Group will meet for a spotlight presentation from Wolters Kluwer on SPAC tax issues. Stevie Conlon, Cynthia Lapins and Robert Schwaba will be the presenters. If you are not subscribed to this group and would like to listen in, email fifinfo@fif.com and I would be happy to forward you an invitation. 

POSTED Nov 01,2021

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.

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