FIF is beginning the process of gathering names of members interested in joining discussions focused on the implementation of the CAT CAIS Tech Spec. In order to subscribe to this subgroup, please update your profile here, or email fifinfo@fif.com for assistance. FIF plans to hold the first meeting sometime next week. 

FIF is thrilled to announce the hiring of Howard Meyerson as the new Managing Director of FIF. Howard was most recently the Global Chief Compliance Officer at Liquidnet Holdings, Inc. During his time at Liquidnet, Howard managed legal, regulatory and compliance for the introduction and operation of the Liquidnet trading system in 46 countries on 6 continents.  He has been intimately involved with market structure issues globally, including meetings and communications with SEC Commissioners and staff, the Head of FINRA and FINRA staff, Congressional representatives and staff, and European Union, UK and Canadian regulators. FIF would like to thank Andrew White from Jordan & Jordan for stepping in the last few weeks to help facilitate the transition between Managing Directors. 

Press Release Howard Meyerson to Lead FIF

As a reminder, any CAT Reporting Brokers who have not entered their firms information into the CAT Counterparty Contact Utility should do so as soon as possible. Currently, we have about 200 brokers entered into the system but we have a long way to go until it's a complete list. FIF encourages you to utilize this free tool as it is open to both FIF Member and non-FIF Member alike. Please follow the instructions on this page to enter your firm's information into the Utility. If your firm already entered their information and you would like viewing access of the Utility or if you're unsure if your firm entered their information or not, please email the program office at fifinfo@fif.com. 

FIF has restructured its Consolidated Audit Trail (CAT) and SEC Rule 606 (606) working groups to be consistent with its other working groups.  Going forward, the work of these groups will be led by co-chairs, with assistance of the FIF Program Office.  FIF anticipates that this restructuring will enhance the existing collaboration and information sharing between members as they deal with the many implementation and interpretative issues surrounding these topics.  We are pleased that the co-chairs are acknowledged as among the best Subject Matter Experts on these topics.  The new co-chairs are:

CAT

• Christopher Bok, OTC Markets Group
• Jeremy Kahn, Jane Street

606

• Mark Davies, S3

• John Jannes, IHS Markit