FIF's June 8 CSDR/EU Buy-In Working Group Meeting focused on a question and answer session Andy Hill; Senior Director, ICMA and Matthew Johnson, Associate Director, DTCC. The Q&A session centered upon the ICMA's and DTCC's perspective on several issues concerning the impact of the new EU settlement regime on US-domiciled firms. If you are interested in joining this working group, please update your profile here or reach out to fifinfo@fif.com.
POSTED Jun 08,2020
FIF will host a CAT roundtable on Wednesday, June 17 from 3:00pm-4:30pm et. The roundtable discussion will focus upon remaining Phase 2a and Phase 2b challenges (i.e. interfirm linkage and error repair), testing, resource management, guidance focued on Phase 2c, Phase 2d, and Phase 2e best practice guidance. Panelists will include representatives from from FINRA CAT, OMS Vendors, Service Bureaus, and CAT Reporters. To register for the webinar, please click here.
POSTED Jun 08,2020
FIF will host a CAT roundtable on Wednesday, June 17 from 3:00pm-4:30pm et. The roundtable discussion will focus upon remaining Phase 2a and Phase 2b challenges (i.e. interfirm linkage and error repair), testing, resource management, guidance focued on Phase 2c, Phase 2d, and Phase 2e best practice guidance. Panelists will include representatives from from FINRA CAT, OMS Vendors, Service Bureaus, and CAT Reporters. To register for the webinar, please click here.
POSTED Jun 01,2020
The revamped version of www.fif.com is now live! FIF would especially like to thank our members who provifde feedback and insight during the redesign process. Please take a moment to explore our new site and send any feedback via fifinfo@fif.com.
POSTED Jun 01,2020
The Financial Information Forum (FIF) announces the launch of a CAT Counterparty Contact Utility, a secure central repository of CAT counterparty contact information. Upon request and approval, brokers will be permitted to access the Utility to obtain the contact information of counterparties on an accelerated basis. The Utility will facilitate compliance with the CAT requirement that obligates brokers to repair interfirm linkage errors by T+3 (trading day of the event (T) + three trading days). Access to the Utility will be made available to all CAT reporting brokers, regardless of whether the broker is a current FIF member.
POSTED May 27,2020
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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