FIF has scheduled a call for the Digital Assets Working Group for Tuesday June 18 at 2 pm ET. Shawn Sloves of Fundamental Interactions will discuss SEC requirements relating to the trading and settlement of digital assets and practices by market participants to adapt to these requirements.
POSTED Jun 17,2024
FIF has scheduled the next call for the Rule 605 Working Group for Tuesday June 18 at 3 pm ET. The Working Group will continue its review and discussion of a draft FIF comment letter to the SEC relating to implementation of the changes to Rule 605 that the SEC adopted on March 6.
POSTED Jun 17,2024
FIF has scheduled a call for Thursday June 20 at 2 pm ET to discuss the CFTC’s recent amendments to the CFTC Large Trader Reporting requirements. If you are interested in this topic, please send a note to fifinfo@fif.com, and we will include you in this discussion.
POSTED Jun 17,2024
FIF is pleased to welcome DriveWealth to the FIF Community.
POSTED Jun 10,2024
FIF is pleased to announce a new member of our Advisory Committee with the addition of Fidelity’s Krista Ryan.
Krista is a Senior Vice President, Deputy General Counsel at Fidelity Investments where she manages a team of attorneys supporting Fidelity’s institutional brokerage trading desks (across equities, fixed income, FOREX, and prime brokerage/securities finance), Fidelity’s brokerage operations including regulatory reporting, and Fidelity’s brokerage technology groups. Her team also supports Fidelity’s mutual fund supermarket and transfer agent. Prior to her current role, Krista helped lead Fidelity’s advocacy and implementation efforts with respect to the Dodd-Frank Act, and previously supported Fidelity’s retail broker-dealer.
Krista will replace Mark Campbell who is retiring from Fidelity after more than 25 years. Mark will be missed not just at Fidelity but at FIF, STA and other organizations where his contributions improved our capital markets infrastructure.
POSTED Jun 10,2024
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