CAT Transaction Reporting Working Group

FIF has scheduled three calls this week for the CAT Transaction Reporting Working Group. On Tuesday June 25 at 1 pm ET, the Working Group will review changes to the FIF request for exemptive relief relating to linkage of representative orders and IDQS quotes to customer orders and linkage of order fulfillments to representative and principal orders and IDQS quotes. The call will focus on the requested exemptive relief for IDQS scenarios. On Wednesday June 26 at 2 pm ET, the Working Group will discuss issues and questions from FIF members and FIF member comments and questions to submit to FINRA CAT. On Thursday June 27 at 2 pm ET, the Working Group will discuss the response letter submitted by the CAT Plan Participants on June 13 relating to the Executed Share Model. 

POSTED Jun 24,2024

Data & Technology Committee

The Data & Technology Committee will have its next call on Wednesday June 26 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets.

POSTED Jun 24,2024

CAT CAIS Working Group

FIF has scheduled a call for the CAT CAIS Working Group for Wednesday June 26 at 11 am ET. FIF will provide an update on an FIF member call with the SEC relating to the future retirement of Electronic Blue Sheets (for equities and options) and broker-dealer recordkeeping requirements for large traders. The Working Group will also discuss feedback from FINRA CAT representatives during a call on June 21 and issues and questions from FIF members.

POSTED Jun 24,2024

OFR Repo Reporting Working Group

FIF has scheduled a call for the OFR Repo Reporting Working Group for Thursday June 27 at 1 pm ET. The Working Group will discuss issues and questions from FIF members relating to implementation of the new requirement to report non-centrally cleared bilateral repos.

POSTED Jun 24,2024

CFTC Amendments to Large Trader Reporting Requirements

FIF has scheduled the next call for the CFTC Larger Trader Reporting subgroup for Tuesday July 2 at 11 am ET. The subgroup will continue its review and discussion of the CFTC’s recent amendments to the CFTC Large Trader Reporting requirements and the Part 17 Guidebook published by the CFTC. If you are interested in this topic and are not a member of this subgroup, please send a note to fifinfo@fif.com, and we will include you in this discussion.

POSTED Jun 24,2024

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