FIF has scheduled the next call for the FIF Short Sales / Reg SHO / Short Reporting Working Group for Thursday May 30 at 2 pm ET. The Working Group will continue its review and discussion of a draft FIF letter to the SEC requesting guidance on the implementation of SEC Rule 13f-2 on Short Position and Short Activity Reporting. The Working Group will also discuss issues and questions from FIF members relating to the implementation of Rule 13f-2.
POSTED May 28,2024
FIF has scheduled a call for the FIF Securities Lending Transparency Working Group for Monday June 3 at 2 pm ET. Ignacio Sandoval of the Orrick law firm will complete his review of the FINRA rule filing for the SLATE reporting system. The Working Group will also review and discuss the Participant Specification for SLATE recently published by FINRA.
POSTED May 28,2024
FIF has scheduled a call for the FIF Residential Supervisory Locations subgroup for Thursday June 6 at 11 am ET. The Working Group will discuss questions from FIF members in response to recent guidance published by FINRA and recent webinars hosted by FINRA relating to residential supervisory locations and the remote inspections pilot. If you would like to participate on this call and are not a member of the FIF Residential Supervisory Locations subgroup, please send a note to fifinfo@fif.com, and we will add you to this discussion.
POSTED May 28,2024
An FIF member would like to discuss the CFTC’s recent amendments to the CFTC Large Trader Reporting requirements. If you are interested in this topic, please send a note to fifinfo@fif.com, and we will include you in this discussion.
POSTED May 28,2024
On May 16, FIF submitted a letter to FINRA in response to the FINRA Trade Reporting Notice on Upcoming Trade Reporting Enhancements for Fractional Share Transactions. FIF would like to thank the participants of the FIF Data and Technology Committee and the FIF TRF/ORF Working Group for their contributions in the drafting of this letter.
POSTED May 20,2024
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