On May 17, FIF submitted a comment letter to the SEC in response to the SEC’s Orders Instituting Proceedings relating to the rule filings by FINRA and the MSRB to reduce to one minute the timeframe for reporting to TRACE and RTRS. FIF would like to thank the participants of the FIF TRACE Working Group for their contributions in the drafting of this comment letter.
POSTED May 20,2024
FIF has scheduled a call for the OFR Repo Reporting Working Group for Monday May 20 at 2 pm ET. The agenda for the call will be to review and discuss the documentation published by the Treasury Department’s Office of Financial Research (OFR) relating to reporting for repos that are executed bilaterally and not centrally-cleared (NCCBR repos).
POSTED May 20,2024
The Back Office Committee will have its next call on Tuesday May 21 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, and FINRA updates during the past month.
POSTED May 20,2024
FIF has scheduled an additional call this week for the CAT Transaction Reporting Working Group. The call will be on Tuesday May 21 at 1 pm ET and will focus on reviewing a draft FIF exemptive request relating to linkage of representative to customer orders and linkage of order fulfillments to representative and principal orders. This call will be in addition to the regularly-scheduled call for the CAT Transaction Reporting Working Group, which will be on Wednesday May 22 at 2 pm ET. The next call for the CAT CAIS Working Group will be on Wednesday May 22 at 11 am ET.
POSTED May 20,2024
FIF has scheduled the next call for the Rule 605 Working Group for Tuesday May 21 at 3 pm ET. The Working Group will continue its review and discussion of a draft FIF comment letter to the SEC relating to implementation of the changes to Rule 605 that the SEC adopted on March 6.
POSTED May 20,2024
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