Data & Technology Committee

The Data and Technology Committee will have its next call on Wednesday August 30 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter will be Vincent Poil of Cboe Global, who will discuss recent developments in the Canadian Markets relating to trading, market data and listings.

POSTED Aug 21,2023

Rule 606 Working Group

FIF has scheduled the next call for the Rule 606 Working Group for Tuesday September 5 at 2 pm ET. The agenda for the call will be to continue the review and discussion of the SEC’s recent approval of the FINRA rule filing to require Rule 606(a)-type reporting for OTC equities and to review draft FIF member comments and questions to FINRA relating to the new rule.

POSTED Aug 21,2023

Next Bridge Hydrocarbons Form S-1 Filing

Next Bridge Hydrocarbons recently filed a Form S-1 registration statement with the SEC to distribute non-transferable subscription rights only to holders who register their Next Bridge common stock directly with the company's transfer agent. This is a press release issued by Next Bridge. If you are interested in discussing this issue with other FIF members, please send a note to fifinfo@fif.com.

POSTED Aug 21,2023

Back Office Committee

The Back Office Committee will have its next call on Tuesday August 15 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. There will be two spotlight presentations for this call. First, Robert Cavallo of DTCC will provide an update on T+1 testing. Second, Nikki Brinkerhoff of TradeStation will discuss a recent S-1 filing by Next Bridge that would distribute non-transferable subscription rights only to holders who register their Next Bridge common stock directly with the company's transfer agent.

POSTED Aug 14,2023

Rule 606 Working Group

FIF has scheduled the next call for the FIF Rule 606 Working Group for Tuesday August 15 at 2 pm ET. The agenda for the call will be to review and discuss the SEC’s recent approval of the FINRA rule filing to require Rule 606(a)-type reporting for OTC equities. The Working Group will also discuss issues and questions from FIF members relating to Rule 606 reporting.

POSTED Aug 14,2023

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