On Friday February 16, Howard Meyerson of FIF will be a panelist at the STA Florida Annual Conference. The title for the panel is “Electronic Trading, Surveillance, and Supervision: Regulatory Guidance and Updates Across Asset Class.” Erin Clemens of Trumid will be the moderator for the panel. The other panelists will be Rick Agster of Raymond James, Nikki Brinkerhoff of TradeStation, and Ted Karn of The Karn Group.
POSTED Feb 12,2024
FIF has scheduled an additional call for the CAT Transaction Reporting Working Group for this week. On Monday February 12 at 2 pm ET, the Working Group will continue its discussion of CAT billing and reconciliation. The Monday call is in addition to the regularly-scheduled CAT Transaction Reporting Working Group call on Wednesday February 14 at 2 pm ET.
POSTED Feb 12,2024
FINRA representatives have notified FIF that FINRA is considering changes to the TRF and ORF reporting systems to allow for reporting of fractional shares. FIF has scheduled a call for the Data and Technology Committee, the CAT Transaction Reporting Working Group, the Fractional Shares Subgroup, and the TRF Reporting Subgroup to discuss the implications of this change for TRF and ORF reporting, the SIP feed and CAT fees. FIF has scheduled this call for Monday February 12 at 3 pm ET.
POSTED Feb 12,2024
FIF has scheduled a call for the FIF Short Sales / Reg SHO / Short Interest Reporting Working Group for Tuesday February 13 at 3 pm ET. The Working Group will discuss issues and questions from FIF members relating to implementation of the SEC Rule on Short Position and Short Activity Reporting. If you would like to participate on this call and are not a member of this Working Group, please update your FIF profile or contact fifinfo@fif.com.
POSTED Feb 12,2024
FIF has scheduled a call for the Rule 605 Working Group for Tuesday February 13 at 4 pm ET. The Working Group will review a revised draft supplemental FIF comment letter on the SEC’s rule proposal to modernize Rule 605.
POSTED Feb 12,2024
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