FIF - Financial Information Forum

FIF Chicago Event

Yesterday FIF held its largest Chicago event to date in our long history of partnering with Cboe Global Markets. There were two panels, one focusing on regulation and compliance, and the other focusing on trading technology. The compliance panel featured Gregg Berman of Citadel, Angela Lucas of Simplex Trading and Nicole Pursley of Cboe Global Markets. The trading technology panel featured Mike Smith of IPC Systems, Raymond Tsui of SS&C Eze and Jeff Wells of Cboe Global Markets. In-between the two panels, we had a great spotlight presentation from Cboe's Henry Schwartz, who covered the current state of the options market. FIF would like to thank all speakers, panelists and of course Cboe for a great evening. 

POSTED Oct 31,2023

SEC Rule on Short Position and Short Activity Reporting

FIF has scheduled a call for Thursday November 2 at 11 am ET to review the SEC’s recent adoption of a rule to require monthly reporting of short positions and short activity. FIF has invited members of the FIF Short Sales / Reg SHO / Short Interest Reporting Working Group to participate on this call. If you would like to participate on this call and are not a member of this Working Group, please update your FIF profile or send a note to fifinfo@fif.com.

POSTED Oct 30,2023

CAT Monthly Update Working Group Call

The FIF CAT Monthly Update Working Group call for November will be on Thursday November 2 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting and CAT CAIS reporting during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting and CAT CAIS reporting.

POSTED Oct 30,2023

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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