FIF has scheduled a call for Thursday March 30 at 10 am ET for FIF members to provide final comments on the draft FIF comment letter on the SEC’s Order Competition Rule proposal. FIF has invited members of the SEC Equity Market Proposals Working Group to participate on this call.
POSTED Mar 27,2023
FIF has scheduled the next call for the Rule 606 Working Group for Tuesday April 4, 2023 at 3 pm ET. The Working Group will discuss the expected response by FINRA to the SEC order seeking further comment on the FINRA rule proposal on disclosure of order routing information for OTC equity securities and NMS securities. The Working Group also will discuss questions from FIF members relating to Rule 606 reporting.
POSTED Mar 27,2023
The Back Office Committee will have its next call on Tuesday March 21 at 10 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.
POSTED Mar 20,2023
FIF has scheduled a call for Tuesday March 21 at 1 pm ET to discuss a revised draft of the FIF comment letter on the SEC rule proposal on Disclosure of Order Execution Information. FIF has invited members of the Rule 605 and Rule 606 Working Groups to participate on this call.
POSTED Mar 20,2023
FIF has scheduled a call for Tuesday March 21 at 3 pm ET to discuss a revised draft of the FIF comment letter on the SEC rule proposal on Regulation NMS: Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders. FIF has invited members of the SEC Equity Market Proposals Working Group to participate on this call.
POSTED Mar 20,2023
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Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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