FIF has scheduled a call for Tuesday March 14 at 1 pm ET to discuss a draft FIF comment letter on the SEC rule proposal on Regulation NMS: Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders. FIF has invited members of the SEC Equity Market Proposals Working Group to participate on this call.
POSTED Mar 13,2023
FIF has scheduled the next call for the TRACE/Fixed Income Working Group for Tuesday March 14 at 2 pm ET. The Working Group will discuss recent TRACE FAQ updates by FINRA relating to reporting the portfolio trade modifier and TRACE reporting for foreign sovereign bonds. The Working Group also will discuss questions from FIF members relating to TRACE reporting for Reg S transactions and currency conversion for TRACE reporting.
POSTED Mar 13,2023
FIF has scheduled a call for Wednesday March 15 at 1 pm ET to discuss a revised draft of the FIF comment letter on the SEC’s recent rule proposal on Disclosure of Order Execution Information. FIF has invited members of the Rule 605 and Rule 606 Working Groups to participate on this call.
POSTED Mar 13,2023
On March 3 the SEC published an order to seek further comment on the FINRA rule proposal on disclosure of order routing information for OTC equity securities and NMS securities. FIF has scheduled a call for the Rule 606 Working Group for Thursday March 16 at 1 pm ET to discuss this SEC order.
POSTED Mar 13,2023
FIF has scheduled a call for Thursday March 16 at 2 pm ET to discuss a revised draft of the FIF comment letter on the SEC’s Order Competition Rule proposal. FIF has invited members of the SEC Equity Market Proposals Working Group to participate on this call.
POSTED Mar 13,2023
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Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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