Electronic Recordkeeping Requirements

An FIF member would like to discuss with other members specific questions relating to the updates to the electronic recordkeeping requirements adopted by the SEC last year. If you would like to participate in this discussion, please contact fifinfo@fif.com.

POSTED Oct 02,2023

FIF Chicago Event

Our Annual Chicago Event hosted by Cboe Global Markets will be taking place on Monday October 30. Registration in the lobby begins at 3 pm CT. The speaking engagement will be from 4-5:30 pm CT with refreshments and networking afterwards from 5:30-7 pm CT. The panel topics and speakers will be announced in the coming weeks. Please register here to secure your spot, FIF Events are free to attend for FIF Members. If you have any questions, please contact fifinfo@fif.com.

POSTED Sep 25,2023

Revised Schedule for FIF CAT Calls for this Week

FIF will host two calls this week for the CAT Transaction Reporting Working Group. The first call will be on Tuesday September 26 at 2 pm ET. During this call, FIF members will continue their discussion of the SEC’s September 6 Order approving the Executed Share Model for CAT funding, including current status and next steps. FIF members also will discuss a draft presentation to FINRA requesting that FINRA provide additional data to facilitate reconciliation of Section 31 fees. The second call will be on Wednesday September 27 at 2 pm ET and will cover CAT issues generally, including implementation of the Executed Share Model. FIF will also host a CAIS call this week on Wednesday September 27 at 11 am ET.

POSTED Sep 25,2023

Front Office Committee

The Front Office Committee will have its next call on Tuesday September 26 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.

POSTED Sep 25,2023

Data & Technology Committee

The Data and Technology Committee will have its next call on Wednesday September 27 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter will be Grant Leinberger of Exegy, who will discuss Exegy’s recently-introduced next generation ticker plant for processing options market data.

POSTED Sep 25,2023

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