The next call for the OFR Repo Reporting Working Group will be on Monday August 5 at 11 am ET. The Working Group will discuss issues and questions from FIF members relating to the new requirement to report to the Treasury Department’s Office of Financial Research (OFR) repos that are executed bilaterally and not centrally-cleared. The Working Group will also review a draft supplemental letter to the OFR requesting additional guidance relating to the new reporting requirement.
POSTED Aug 05,2024
FIF has scheduled a call for the Securities Lending Transparency Working Group for Tuesday August 6 at 11 am ET. The Working Group will continue its review of a draft FIF comment letter in response to (i) the FINRA rule filing to adopt rules for the new Securities Lending and Transparency Engine (SLATE) system and (ii) the draft FINRA Participant Specification for SLATE.
POSTED Aug 05,2024
FIF has scheduled two calls this week for the Short Sales / Reg SHO / Short Reporting Working Group. The first call will be on Tuesday August 6 at 2 pm ET; the second call will be on Thursday August 8 at 11 am ET. During the Tuesday call, the Working Group will review and seek to finalize a revised draft follow-up letter to the SEC relating to the implementation of short position reporting. During the Thursday call, the Working Group will discuss how to define “investment discretion”, “control” and “account” for short position reporting.
POSTED Aug 05,2024
The CAT CAIS call for this week will be on Wednesday August 7 at 11 am ET. The CAT Transaction Reporting Working Group call for this week will be on Wednesday August 7 at 2 pm ET.
POSTED Aug 05,2024
FIF has scheduled the next call for the Rule 606 Working Group for Tuesday August 13 at 3 pm ET. The Working Group will review and discuss a revised draft FIF letter to the SEC requesting guidance on how to report the percentage of orders routed to different venues in Rule 606(a) reports.
POSTED Aug 05,2024
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