The Back Office Committee will have its next call on Tuesday February 21 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenter will be Robert Cavallo and John Vinci of DTCC, who will discuss the T+1 testing framework published by DTCC.
POSTED Feb 13,2023
FIF has scheduled a call for Thursday February 23 at 11 am ET to review a revised draft of an FIF comment letter on a recent proposal by the Treasury Department’s Office of Financial Research to require daily reporting for non-centrally cleared bilateral repos. FIF has invited members of the new OFR Repo Reporting Working Group and the TRACE/Fixed Income Working Group to participate on this call. If you would like to join the OFR Repo Reporting Working Group, please update your FIF profile or contact fifinfo@fif.com.
POSTED Feb 13,2023
FIF has scheduled a call for Thursday February 23 at 2 pm ET to continue the discussion of the recent SEC rule proposal on Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders. FIF has invited members of the Data and Technology Committee, the Front Office Committee and the Compliance and Surveillance Working Group to participate on this call. If you would like to participate on this call and are not a member of any of these groups, please update your FIF profile or contact fifinfo@fif.com.
POSTED Feb 13,2023
On February 3 FIF submitted a supplemental comment letter on the FINRA rule filing with the SEC to require disclosure of order routing information for OTC equities (SR-FINRA-2022-031). The supplemental comment letter relates specifically to proposed reporting for OTC Link workflows. FIF would like to thank the members of the FIF Rule 606 Working Group for their contributions in the drafting of this comment letter.
POSTED Feb 06,2023
FIF has scheduled a call for Tuesday February 7 at 11 am ET to continue the discussion of the SEC’s Order Competition Rule proposal. FIF has invited members of the Data and Technology Committee, the Front Office Committee and the Compliance and Surveillance Working Group to participate on this call. If you would like to participate on this call and are not a member of any of these groups, please update your FIF profile or contact fifinfo@fif.com.
POSTED Feb 06,2023
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