FIF has scheduled the next call for the Rule 605 Working Group for Tuesday June 20 at 2 pm ET. The Working Group will review and discuss a revised draft supplemental FIF comment letter on the SEC’s rule proposal on Disclosure of Order Execution Information.
POSTED Jun 20,2023
The Back Office Committee will have its next call on Thursday June 22 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.
POSTED Jun 20,2023
On June 15, FIF submitted a letter to the SEC and the CAT Operating Committee on the need for the retirement of legacy reporting systems and rules, including EBS and large trader reporting, that are duplicative of CAT.
POSTED Jun 20,2023
On Thursday June 29, FIF will hold an in-person event at the offices of OTC Markets (300 Vesey Street, New York, NY 10282). There will be two panels, with one focusing on the SEC rule proposal to amend the Rule 3b-16 definition of an exchange and the other focusing on digital assets regulation. The panel on digital assets will be moderated by FIF Advisory Chair, Tom Jordan who will be joined by: Jeanine Hightower-Sellitto of EDX Markets, John Palmer of Cboe Digital and Dan Zinn of OTC Markets. The panelists for the Rule 3b-16 panel will be announced shortly. This event is free to attend for all FIF members. If you would like to attend, please register here.
POSTED Jun 12,2023
On June 5, FIF submitted a comment letter to the SEC on the SEC’s cybersecurity rule proposal, the SEC’s proposed amendments to Regulation SCI, and the SEC’s proposed amendments to Regulation S-P. FIF would like to thank FIF members for their contributions in the drafting of this comment letter.
POSTED Jun 12,2023
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