FINRA is sponsoring an industry webinar on TRACE reporting by Covered Depository Institutions. The webinar will be on Tuesday July 12, 2022 at 2 pm ET. During the call, FINRA will address administrative requirements, technical setup and support, software testing, the project timeline, and other questions participants may have about the project. Registration is required and is available via this link.
POSTED Jul 05,2022
The FIF Rule 606 Working Group will meet on Thursday July 14, 2022 at 2 pm ET to continue its discussion of Rule 606 reporting of held and not held orders and the SEC’s recent FAQ updates on Rule 606 reporting for fractional share orders.
POSTED Jul 05,2022
The next Front Office Committee call will be on Tuesday July 19, 2022 at 11 am. The spotlight presenter will be Patrick Dote of Imperative Execution, who will discuss Navigating Trading During Recent Market Volatility.
POSTED Jul 05,2022
FIF has created a sub-group that is focused on FINRA rapid remediation for CAT. If you are interested in participating in these discussions, please contact fifinfo@fif.com.
POSTED Jul 05,2022
This is a reminder that FIF Membership allots your firm an uncapped amount of users, so make sure to get your colleagues involved today. Simply direct them to https://www.fif.com/index.php/register where they can fill out the New User Registration Form. At the bottom of this form is a place for them to subscribe to working groups and committees, they can simply check off any they're interested in. If you have any questions, let us know at fifinfo@fif.com.
POSTED Jul 05,2022
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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