FIF has scheduled a call for Wednesday March 1 at 10 am ET to continue the discussion of the recent SEC rule proposal on Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders. Please see the note above regarding participation on these calls.
POSTED Feb 27,2023
The FIF CAT Monthly Update Working Group call for March will be on Thursday March 9 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting and CAT CAIS reporting during the prior month. The Working Group also will review the current areas of focus for FIF members and the current open issues for CAT transaction reporting and CAT CAIS reporting.
POSTED Feb 27,2023
The Back Office Committee will have its next call on Tuesday February 21 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenters will be Robert Cavallo and John Vinci of DTCC, who will discuss the T+1 testing framework published by DTCC.
POSTED Feb 21,2023
The Data and Technology Committee will have its next call on Wednesday February 22 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets.
POSTED Feb 21,2023
On Wednesday February 22 at 3 pm ET, FIF will host a call for firms to discuss the processing of NYSE Rule 18 reimbursements for the opening-auction system issues that occurred on January 24. The group will discuss whether firms are adjusting trade prices for customers, associated processing and trade reporting issues, cost basis for customers, and other issues that firms want to raise relating to the processing of these reimbursements. If you would like to participate in this discussion, please send a note to fifinfo@fif.com, and we will include you in this discussion.
POSTED Feb 21,2023
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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