FIF - Financial Information Forum

FIF CAT CAIS Working Group

FIF has scheduled an additional call this week for the FIF CAT CAIS Working Group to focus on proposed extension requests for the CAIS CCID phase. The call will be on Monday, February 7 at 11am ET. This will be in addition to the regularly-scheduled Wednesday and Friday CAIS calls this week.

POSTED Feb 07,2022

FIF Rule 606 Working Group

The FIF Rule 606 Working Group will meet on Tuesday, February 8 at 2pm ET to discuss a draft interchange report to facilitate Rule 606(a) options look-through reporting, Rule 606 reporting for cash value orders that involve fractional shares, and the FINRA proposal to require reporting for routes in OTC equities. The Working Group also will review a recent filing by the SEC with the Office of Management and Budget (OMB) that estimates the annual costs to the industry for Rule 606 compliance.

POSTED Feb 07,2022

FIF TRACE Working Group

The FIF TRACE Working Group will meet on Thursday, February 10 at 2pm ET to continue its discussion of the rule adopted by the Federal Reserve Board to expand TRACE reporting for Treasury and agency securities to certain depository institutions that are not broker-dealers. The Working Group will continue its review of draft FIF member questions to FINRA relating to implementation of the new reporting requirements.

POSTED Feb 07,2022

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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