OFR Proposal on Reporting for Bilateral Repos

FIF has scheduled a call for Thursday February 23 at 11 am ET to review a revised draft of an FIF comment letter on a recent proposal by the Treasury Department’s Office of Financial Research to require daily reporting for non-centrally cleared bilateral repos. FIF has invited members of the new OFR Repo Reporting Working Group and the TRACE/Fixed Income Working Group to participate on this call. If you would like to join the OFR Repo Reporting Working Group, please update your FIF profile or contact fifinfo@fif.com.

POSTED Feb 13,2023

SEC Rule Proposal on Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders

FIF has scheduled a call for Thursday February 23 at 2 pm ET to continue the discussion of the recent SEC rule proposal on Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders. FIF has invited members of the Data and Technology Committee, the Front Office Committee and the Compliance and Surveillance Working Group to participate on this call. If you would like to participate on this call and are not a member of any of these groups, please update your FIF profile or contact fifinfo@fif.com.

POSTED Feb 13,2023

FIF Submits Comment Letter to SEC on FINRA Rule Filing to Require Disclosure of Order Routing Information for OTC Equities

On February 3 FIF submitted a supplemental comment letter on the FINRA rule filing with the SEC to require disclosure of order routing information for OTC equities (SR-FINRA-2022-031). The supplemental comment letter relates specifically to proposed reporting for OTC Link workflows. FIF would like to thank the members of the FIF Rule 606 Working Group for their contributions in the drafting of this comment letter.

POSTED Feb 06,2023

SEC Order Competition Rule Proposal

FIF has scheduled a call for Tuesday February 7 at 11 am ET to continue the discussion of the SEC’s Order Competition Rule proposal. FIF has invited members of the Data and Technology Committee, the Front Office Committee and the Compliance and Surveillance Working Group to participate on this call. If you would like to participate on this call and are not a member of any of these groups, please update your FIF profile or contact fifinfo@fif.com.

POSTED Feb 06,2023

SEC Rule Proposal on Disclosure of Order Execution Information

The next call for the Rule 605 Working Group will be on Tuesday February 7 at 2 pm ET. The Working Group will continue its discussion of the SEC’s recent rule proposal on Disclosure of Order Execution Information. FIF also has invited members of the Rule 606 Working Group for this call. If you are not a member of the Rule 605 Working Group and would like to participate on these calls, please update your FIF profile or contact fifinfo@fif.com.

POSTED Feb 06,2023

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