FIF Rule 606 Working Group

The FIF Rule 606 Working Group will meet on Tuesday March 15, 2022 at 11am ET to continue its discussion of the FINRA proposal to require Rule 606-type reporting for routes in OTC equities, including proposed next steps with FINRA.

POSTED Mar 14,2022

Spotlight Presentation for FIF Back Office Committee

The FIF Back Office Committee will meet on Tuesday March 15 at 2pm ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenter for the meeting will be Dianne O'Boyle of Symbiont, who will discuss Industry Solutions to Solve Credit Market Risk and Resulting Operational Efficiencies.  

POSTED Mar 14,2022

Spotlight Presentation for FIF Data and Technology Committee

The FIF Data and Technology Committee will meet on Wednesday March 23 at 10am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter for the meeting will be Lain Garret of Cboe Global Markets, who will discuss Cboe’s fixed income initiatives.

POSTED Mar 14,2022

FIF CAT CAIS Working Group: Additional Call for this Week

For this week, FIF has scheduled an additional call for the CAT CAIS Working Group. The call will be on Monday March 14 at 11am ET and will focus on completing the review of the CAIS CCID Industry Member Reporting Scenarios, Version 2.2 (January 28, 2022) and Version 2.2.1 (February 4, 2022) and also reviewing the March 9, 2022 updates to the CAIS CCID Technical Specifications. This will be in addition to the regularly scheduled CAIS Working Group calls on Wednesday March 16 at 11am ET and Friday March 18 at 1pm ET.

POSTED Mar 14,2022

FIF CAT Transaction Reporting Working Group: Additional Call for this Week

For this week, FIF has scheduled an additional call for the CAT Transaction Reporting Working Group. The call will be on Monday March 14 at 2pm ET and will focus specifically on the proposals presented by FINRA CAT to the FIF Working Group that are intended to reduce CAT operating costs. This will be in addition to the regularly scheduled Transaction Reporting Working Group call on Wednesday March 16 at 2pm ET.

POSTED Mar 14,2022

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