FIF Webinar on Trading Digital Assets: Connectivity, Custody and Compliance

On Wednesday, November 17 at 4pm ET, FIF will host a webinar on Trading Digital Assets. This webinar will provide practical guidance to retail and institutional brokers and market makers on trading digital assets, including connectivity to venues, custody of digital assets and determining which products can be traded and offered to customers. Viktor Grinberg will moderate the panel. Panel participants include: Alan Konevsky of tZERO, Mike Smith of IPC, Hongzhe Sun of Paxos, and Dave Weisberger of CoinRoutes. In order to attend this webinar, please register here. If you have any questions, please email us at fifinfo@fif.com.

POSTED Nov 15,2021

Annual FIF CAT Webinar

FIF has scheduled its annual FIF CAT webinar for Thursday, December 9 at 4 pm ET. Panel participants include Shelly Bohlin of FINRA CAT and Jon Kroeper of FINRA. FIF will send out instructions on how to register later this week. If you have any questions, please email us at fifinfo@fif.com.

POSTED Nov 15,2021

FISD/FIF NY Holiday Party

Please join us December 7 from 5:30-8:30pm ET for an in-person joint Holiday Party of FIF and FISD Members. This event will be strictly social and there will be no FIF panel discussion, therefore, there will be a $50 charge for all of those interested in attending. The event will take place at Tavern 29 in midtown Manhattan. This event is for FIF/FISD Members exclusively and there are only 95 spots available, so secure your spot today!

FIF takes COVID-19 very seriously. In keeping with New York City’s “Key to NYC Pass”, the venue will require attendees to provide proof of vaccination onsite. As much as possible, we will be spacing seating so that there is more distance between seats.  FIF/FISD will comply with local and national government rules – and the rules/policies of the venue.  We plan to organize the networking element of this event to create an environment that enables a high degree of individual choice, with both indoor and outdoor space available. 

After registering here, you will be sent to PayPal to pay the $50 entry fee for the event. If you have any questions, please don't hesitate to email us at fifinfo@fif.com

POSTED Nov 15,2021

Spotlight Presentation on SPAC Tax Issues

On Thursday, November 18 at 3pm ET, the FIF Tax Information Reporting Working Group will meet for a spotlight presentation from Wolters Kluwer on SPAC tax issues. Stevie Conlon, Cynthia Lapins and Robert Schwaba will be the presenters. If you are not subscribed to this group and would like to listen in, email fifinfo@fif.com, and FIF would be happy to forward you an invite.

POSTED Nov 15,2021

Rule 606 Working Group

The Rule 606 Working Group will meet on Tuesday, November 23 to continue its discussion of a draft comment letter on FINRA Regulatory Notice 21-35, “FINRA Requests Comment on Proposed Order Routing Disclosure Requirements for OTC Equity Securities and Potential Steps to Facilitate Investor Access to Current Order Routing Disclosures for NMS Securities.” The Working Group also will discuss supplemental information to be submitted to the SEC relating to options look-through.

POSTED Nov 15,2021

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