FIF - Financial Information Forum

CAT Transaction Reporting and CAIS Calls for this Week

FIF will not host a CAIS call on Friday January 13. FIF will host the regularly scheduled CAIS call on Wednesday January 11 at 11 am ET. FIF is also cancelling the CAT Transaction Reporting call for this Wednesday. 

POSTED Jan 09,2023

SEC Rule Proposal on Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders

FIF has scheduled a call for Tuesday January 17 at 2 pm ET to discuss the recent SEC rule proposal on Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders. FIF has invited members of the Data and Technology Committee, the Front Office Committee and the Compliance and Surveillance Working Group to participate on this call. If you would like to participate on this call and are not a member of any of these groups, please update your FIF profile or contact fifinfo@fif.com.

POSTED Jan 09,2023

SEC Order Competition Rule Proposal

FIF has scheduled a call for Thursday January 19 at 2 pm ET to discuss the recent SEC rule proposal on Order Competition. FIF has invited members of the Data and Technology Committee, the Front Office Committee and the Compliance and Surveillance Working Group to participate on this call. If you would like to participate on this call and are not a member of any of these groups, please update your FIF profile or contact fifinfo@fif.com.

POSTED Jan 09,2023

FIF Rule 606 Working Group

FIF has scheduled the next Rule 606 Working Group call for Thursday January 5 at 11 am ET. The agenda for the call will be to discuss next steps relating to FINRA’s rule filing with the SEC on OTC routing disclosures and to discuss reporting of OTC Link routing scenarios.

POSTED Jan 03,2023

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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