Front Office Committee

The Front Office Committee will have its next call on Tuesday January 31 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenter will be Ari Burstein of IntelligentCross, who will discuss the recent FINRA filing with the SEC to add IntelligentCross as a participant of FINRA’s Alternative Display Facility (ADF).

POSTED Jan 23,2023

Regulation Best Execution

On Thursday February 2 at 11 am ET, James Dombach and Larry Bergmann of the Davis Wright Tremaine law firm will discuss the SEC’s recent Regulation Best Execution rule proposal. FIF has invited members of the Front Office Committee and the Compliance and Surveillance Working Group to participate on this call. If you would like to participate on this call and are not a member of either of these groups, please update your FIF profile or contact fifinfo@fif.com. If you have any questions or topics that you would like to submit to the presenters in advance of the call, please send them to fifinfo@fif.com, and FIF will forward them anonymously to the presenters.

POSTED Jan 23,2023

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