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Front Office Committee; Blue Ocean Presentation on Extended-Hours Trading

21 January 2025
The Front Office Committee will have its next call on Tuesday January 28 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. Representatives from Blue Ocea…
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AML and Sanctions: Annual Update by Debevoise Law Firm

21 January 2025
On Wednesday January 29 at 11 am ET, Satish Kini and Robert Dura of the Debevoise law firm will review 2024 developments relating to anti-money laundering and sanctions regulations and key issues to focus on for 2025. FIF ha…
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Digital Asset Securities Working Group

21 January 2025
The next call for the Digital Asset Securities Working Group will be on Thursday January 30 at 11 am ET. The Working Group will discuss a revised draft FIF letter to the SEC on custody of digital asset securities by broker-d…
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SEC Transition Working Group

21 January 2025
At the request of FIF members, FIF has created a new SEC Transition Working Group. This Working Group will discuss issues and recommendations for FIF to raise with the incoming SEC Chair during 2025. The Working Group will h…
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OFR Repo Reporting Working Group

13 January 2025
FIF has scheduled the next call for the OFR Repo Reporting Working Group for Monday January 13 at 11 am ET. The Working Group will continue its discussion of the implementation of reporting non-centrally cleared bilateral re…
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CAT Transaction Reporting Working Group

13 January 2025
FIF has scheduled two calls for this week for the CAT Transaction Reporting Working Group. The first call will be on Monday January 13 at 1 pm ET; the agenda for this call will be to discuss a revised draft FIF exemption req…
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CAT Monthly Update Working Group Call

13 January 2025
The CAT Monthly Update Working Group call for January will be on Monday January 13 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT…
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Short Position Reporting

13 January 2025
The Short Sales / Reg SHO / Short Reporting Working Group will have its next call on Tuesday January 14 at 11 am ET. The Working Group will continue its discussion of the implementation of short position reporting.  &nb…
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Options Regulatory Fee

13 January 2025
At the request of an FIF member, FIF has scheduled a call for Tuesday January 14 at 1 pm ET to discuss recent changes relating to the Options Regulatory Fee. If you are interested in this topic and do not have this invite in…
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