The FIF Back Office Committee will meet on Tuesday February 15 at 11am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenter for the meeting will be Patrick Barthel of DTCC, who will discuss DTC’s new automated process for submitting instructions for voluntary corporate actions in ISO 20022 format.
POSTED Feb 14,2022
The FIF Front Office Committee will meet on Tuesday February 22 at 11am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
The spotlight presenter for the meeting will be Hitesh Mittal, CEO of BestEx Research, who will discuss his paper on Queue Jumping and Smart Order Routing for Passive Limit Orders in the US Equity Market.
POSTED Feb 14,2022
The FIF Data and Technology Committee will meet on Wednesday February 23 at 10am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter for the meeting will be Lain Garret of Cboe Global Markets, who will discuss Cboe’s fixed income initiatives.
POSTED Feb 14,2022
On Monday March 7, 2022 at 4pm ET, FIF will host a webinar on Current Developments in Trading Technology. The webinar will include discussion of the following topics: converting voice communications to structured electronic data; 24-hour trading; trends in working from home and returning to the office; outsourced trading; risk data and analytics; inter-operability; and machine learning. Later this week FIF will send out a registration notice announcing further details about the webinar.
POSTED Feb 14,2022
On Thursday March 10, 2022 at 3pm ET, FIF will host a spotlight presentation on Chief Compliance Officer liability. Patrick Campbell of the Baker Hostetler law firm, Adam Felsenthal, General Counsel of Great Point Partners, and Scott Gluck of the Duane Morris law firm will discuss a report by the Compliance Committee of the New York City Bar Association that details concerns about compliance officer liability and calls on regulators to provide limitations and guidance on when a compliance officer should be charged. They will also discuss the “no under influence over chief compliance officer” provision in the SEC’s recent rule proposal relating to security-based swaps. The invite for this presentation has been sent to the members of the FIF Compliance Working Group. If you are interested in attending this presentation and do not have the invite in your calendar, please either update your profile or email us at fifinfo@fif.com.
POSTED Feb 14,2022
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Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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