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CAT Transaction Reporting Working Group

13 January 2025
FIF has scheduled two calls for this week for the CAT Transaction Reporting Working Group. The first call will be on Monday January 13 at 1 pm ET; the agenda for this call will be to discuss a revised draft FIF exemption req…
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CAT Monthly Update Working Group Call

13 January 2025
The CAT Monthly Update Working Group call for January will be on Monday January 13 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT…
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Short Position Reporting

13 January 2025
The Short Sales / Reg SHO / Short Reporting Working Group will have its next call on Tuesday January 14 at 11 am ET. The Working Group will continue its discussion of the implementation of short position reporting.  &nb…
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Options Regulatory Fee

13 January 2025
At the request of an FIF member, FIF has scheduled a call for Tuesday January 14 at 1 pm ET to discuss recent changes relating to the Options Regulatory Fee. If you are interested in this topic and do not have this invite in…
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Securities Lending Transparency (SLATE) Working Group

13 January 2025
FIF has scheduled the next call for the SLATE Working Group for Thursday January 16 at 11 am ET. The Working Group will discuss the SEC’s approval of the FINRA rule filing for SLATE and the upcoming implementation requiremen…
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Tax Information Reporting Working Group

13 January 2025
FIF has scheduled a call for the Tax Information Reporting Working Group for Thursday January 16 at 3:30 pm ET. Representatives from Wolters Kluwer will discuss Tax Reporting Considerations for Digital Asset ETFs.  
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Back Office Committee; SEC Adoption of Daily Reserve Requirement

13 January 2025
The Back Office Committee will have its next call on Tuesday January 21 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. FIF will review the SEC’s recent rule cha…
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Webinar on Trading Risk Controls and Reg SCI

13 January 2025
On Tuesday January 21 at 3 pm ET, FIF is hosting a webinar on Trading Risk Controls and Reg SCI. The moderator for the panel will be Erin Clemens of StoneX. The panelists will be William Barbera of the Schulte Roth law firm…
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Cybersecurity Working Group

13 January 2025
FIF has scheduled the next call for the Cybersecurity Working Group for Thursday January 23 at 1 pm ET.  Matt Weinberg of the Cybersecurity and Infrastructure Agenda (CISA) will provide an update on current threats to t…
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