The Back Office Committee will have its next call on Tuesday September 20 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month, including a recent rule proposal by the SEC to require centralized clearing for trades in Treasury securities.
POSTED Sep 19,2022
The next call for the Rule 606 Working Group will be on Thursday September 22 at 3 pm ET. The Working Group will discuss recent guidance from FINRA to a firm on reporting routes to options floor brokers and routes to options algo providers.
POSTED Sep 19,2022
The Front Office Committee will have its next call on Tuesday September 27 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenters will be Matt Cohen and Rachel Andreassian of Provable Markets, who will discuss FIX for stock lending.
POSTED Sep 19,2022
The Data & Technology Committee will have its next call on Wednesday September 28 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter will be Mark Schaedel of DataBP, who will provide an update on the current status of efforts to introduce a consolidated tape in Europe.
POSTED Sep 19,2022
FIF has scheduled a call for the Cybersecurity and Compliance Working Groups on Thursday September 29 at 11 am ET. The agenda for the call will be to discuss a request sent by the SEC to FIF to discuss a planned rule proposal by the SEC relating to cybersecurity. The following is a description of the rule proposal from the SEC’s most recent regulatory agenda: “The Division is considering recommending that the Commission propose rules to address registrant cybersecurity risk and related disclosures, amendments to Regulation S-P and Regulation SCI, and other enhancements related to the cybersecurity and resiliency of certain Commission registrants.” If you are not a member of these Working Groups and would like to participate on this call, please update your profile or send a note to fifinfo@fif.com.
POSTED Sep 19,2022
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