The next call for the TRACE Working Group will be on Thursday September 8 at 10 am ET. The Working Group will continue its review of a draft FIF comment letter on FINRA Regulatory Notice 22-17 and MSRB Notice 2022-07. These regulatory notices propose to reduce to one minute the timeframe for reporting trades in corporate, agency and muni bonds.
POSTED Aug 29,2022
The FIF CAT Monthly Update Working Group call for September will be on Thursday September 8 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT transaction reporting and CAT CAIS reporting during the prior month. The Working Group also will review the current areas of focus for FIF members and the current open issues for CAT transaction reporting and CAT CAIS reporting.
POSTED Aug 29,2022
On Thursday September 15 at 2 pm ET, representatives from the EY Tax Team will present on IRC 1446(f), withholding on dispositions of partnership interests. FIF has invited members of the Tax Information Reporting Working Group, the Front and Back Office Committees, and the Compliance Working Group to participate on this call. If you were not sent an invite and would like to attend, email us at fifinfo@fif.com.
POSTED Aug 29,2022
The next call for the FIF OTC Options Reporting Working Group will be on Monday August 22 at 11 am ET. The Working Group will continue its review of a draft FIF comment letter on FINRA Regulatory Notice 22-14, “OTC Options Reporting: FINRA Requests Comment on Proposed Trade Reporting Requirements for Over-The-Counter Options Transactions”. If you would like to be added to this Working Group, please update your profile or send a note to fifinfo@fif.com.
POSTED Aug 22,2022
The Front Office Committee will have its next call on Tuesday August 23 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
POSTED Aug 22,2022
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