CAT Counterparty Contact Utility

Exchange Info
Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
ColorPalette OMS David Chu 516-304-3616 95707
ColorPalette OMS Support Desk 516-304-3539 95707
Comerica Securities
Comhar Capital Markets, LLC COHR Mark DeRolf 3129254206 47955
Commonwealth Financial Network
CommunityAmerica Financial Solutions, LLC
Compass Point Research & Trading, LLC
Cooper Malone McClain, Inc.
CoreCap Investments, Inc.
Cormark Securities
Correll Co. Investment Services Corp.
Cowen and Company COWN Gary Kaplan 6466903364 7616
Cowen Execution Services LLC
Cowen Prime Services LLC
Craft Capital Management LLC
Craig-Hallum Capital Group, LLC
Credit Suisse 816:FBCO Eric Davis 9199942812 816
Credit Suisse FBCO CAT Interfirm Investigations 9199942812 816
CREDIT SUISSE SECURITIES (USA) LLC Amanda Kurland 9199945685 816

© 2024 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm