CAT Counterparty Contact Utility

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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Coker & Palmer Inc.
Colonial Securities, inc.
ColorPalette OMS David Chu David.Chu@Flextrade.com 516-304-3616 95707
ColorPalette OMS Support Desk CPSupport@Flextrade.com 516-304-3539 95707
Comerica Securities
Comhar Capital Markets, LLC COHR Mark DeRolf mark@comharcapitalmarkets.com 3129254206 47955
COMMERCE BROKERAGE SERVICES, INC
Commonwealth Financial Network
CommunityAmerica Financial Solutions, LLC
Compass Point Research & Trading, LLC
Cooper Malone McClain, Inc.
CoreCap Investments, Inc.
Cormark Securities
Correll Co. Investment Services Corp.
Cowen and Company COWN MONTY TOUZALIN CAT-COMPLIANCE@COWEN.COM 212-468-8431 7616
Cowen and Company COWN DOM SABELLA CAT-COMPLIANCE@COWEN.COM 212-468-7729 7616
Craft Capital Management LLC
Craig-Hallum Capital Group, LLC
Credit Suisse 816:FBCO Eric Davis eric.davis@credit-suisse.com 9199942812 816
Credit Suisse FBCO CAT Interfirm Investigations list.creditsuisse-seccatcounterpartysupport@credit-suisse.com 9199942812 816

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