CAT Counterparty Contact Utility

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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
ColorPalette OMS Support Desk CPSupport@Flextrade.com 516-304-3539 95707
Comerica Securities
Comhar Capital Markets, LLC COHR Mark DeRolf mark@comharcapitalmarkets.com 3129254206 47955
COMMERCE BROKERAGE SERVICES, INC
Commonwealth Financial Network
CommunityAmerica Financial Solutions, LLC
Compass Point Research & Trading, LLC
Cooper Malone McClain, Inc.
CoreCap Investments, Inc.
Cormark Securities
Correll Co. Investment Services Corp.
Cowen and Company COWN Gary Kaplan gary.kaplan@cowen.com 6466903364 7616
Cowen Execution Services LLC
Cowen Prime Services LLC
Craft Capital Management LLC
Craig-Hallum Capital Group, LLC
Credit Suisse 816:FBCO Eric Davis eric.davis@credit-suisse.com 9199942812 816
Credit Suisse FBCO CAT Interfirm Investigations list.creditsuisse-seccatcounterpartysupport@credit-suisse.com 9199942812 816
CREDIT SUISSE SECURITIES (USA) LLC Amanda Kurland amanda.kurland@credit-suisse.com 9199945685 816
Crescent Securities Group, Inc.

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