On December 23, 2021, FIF submitted a comment letter on a rule filing submitted by FINRA to the SEC (SR-FINRA-2021-030) to require firms to report new modifiers for delayed Treasury spot trades and portfolio trades that are reported to TRACE. FIF would like to thank the members of the TRACE Working Group for their contributions in the drafting of the comment letter.
POSTED Dec 27,2021
The next meeting for the new FIF Securities Lending Transparency Working Group is scheduled for Tuesday January 4 at 2 pm ET. This Working Group will discuss and prepare a comment letter on the SEC’s November 18 rule proposal to create a new reporting system for securities lending. The reporting system, as proposed by the SEC, will apply to equities and bonds, including corporates, Treasuries, Agencies, asset and mortgage-backed securities, and municipal bonds. During January this group is scheduled to meet on Tuesdays at 2pm ET and Thursdays at 11am ET until the comment letter is completed. To subscribe to this group, please either update your profile or email us at fifinfo@fif.com.
POSTED Dec 27,2021
A FIF member would like to discuss with other FIF members issues relating to the computation of the factor (remaining principal) for the Santa Rosa Bay Bridge Authority (Florida) Revenue Bonds, Series 1996. This is specifically for trades executed in 2013. If you are interested in participating in a discussion with other FIF members on this topic, please email us at fifinfo@fif.com.
POSTED Dec 27,2021
The FIF Rule 606 Working Group will meet on Tuesday January 4 at 11am ET to discuss recent feedback from the SEC staff relating to Rule 606 reporting for options.
POSTED Dec 27,2021
On Monday January 10 at 3pm ET, Ignacio Sandoval of the Morgan Lewis Law Firm will present a buy-side perspective on the SEC’s recent Securities Lending Transaction rule proposal. The invite for this presentation has been sent to the members of the FIF Securities Lending Transparency Working Group. To subscribe to this group, please either update your profile or email us at fifinfo@fif.com.
POSTED Dec 27,2021
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