The FIF Front Office Committee will meet on Tuesday June 28, 2022 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenter for the meeting will be Chris Sparrow, who will discuss Adverse Selection in Volatile Markets.
POSTED Jun 27,2022
The FIF Data and Technology Committee will meet on Wednesday June 29, 2022 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter for the meeting will be Stefanos Barzinas of the NYSE, who will discuss the surge in off hours trading volume.
POSTED Jun 27,2022
On Thursday June 30 at 10 am ET, Teresa Walsh, Global Head of Intelligence at FS-ISAC, will discuss the NATO Cooperative Cyber Defence Centre of Excellence (CCDCOE) Exercise that took place on April 19-22, 2022. This cyber defense exercise was specific to the financial services industry. FIF has invited the members of the Compliance, Cybersecurity and Emerging Technologies Working Groups to this call. If you are not a member of any of these Working Groups and would like to participate on this call, please contact us fifinfo@fif.com.
POSTED Jun 27,2022
The FIF Rule 606 Working Group will meet on Thursday June 30, 2022 at 3 pm ET to discuss questions from FIF members relating to look-through, rate sheets and partial cancels. Time permitting, the Working Group also will continue its discussion of the SEC’s recent FAQ updates on Rule 606 reporting for fractional share orders.
POSTED Jun 27,2022
FIF would like to thank Refinitiv, an LSEG business for hosting a successful return to FIF Live Events. It was a great evening, beginning with a productive discussion on CAT and ending with networking between members who have only talked to one another on Zoom for the past few years. Again, thank you to all the attendees and our host, Refinitiv. If you would like to see pictures from the event please find them on our socials: LinkedIn and Twitter
POSTED Jun 21,2022
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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