Save The Date - FIF to hold Quarterly Event on April 20, 2017

FIF will be hosting a quarterly event in conjunction with Thomson Reuters and Hewlett Packard Enterprise on Thursday, April 20th at Thomson Reuters 3 Times Square.  The event will feature a panel discussion on next generation technologies (Artificial Intelligence, Machine Learning, etc.) and financial services. Further details and a full agenda will be disseminated shortly.

POSTED Feb 21,2017

FIF Files a Relief Request for LTR

On February 2, 2017, FIF filed a comment letter requesting a permanent relief with respect to the current November 1, 2017 compliance date for Phase Three of the Rule  of Rule 13h-1. 

POSTED Feb 13,2017

FINRA & MSRB Discussion on Mark-Up/Mark-Down Disclosure Changes

On Wednesday, February 8th at 2:00, the FIF will be hosting a joint call with FINRA and MSRB in order to discuss the Mark-Up/Mark-Down disclosure changes pursuant to FINRA Rule 2232 and MSRB Rules G-15 and G-30.  If you are interested in joining this call and you have not received an Outlook invite, contact us at and we will forward one to you.

POSTED Feb 06,2017

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