FIF, SIFMA and STA and members representatives from the respective organizations attended an in person meeting with the CAT Plan Processor, Thesys, last Thursday, July 13th. The primary topic was the discussion of allocation flows, including institutional works flows, CAT reporting requirements, and next steps. Further meetings will be planned in the coming weeks on additional work flows, which will include options reporting.
POSTED Jul 17,2017
FIF is pleased to announce that Kx Systems has joined the Financial Information Forum Community.
POSTED Jul 10,2017
The CAT Plan Processor, Thesys, in conjunction with the CAT Advisory and Operating Committees has invited FIF, SIFMA and STA to a general Industry Outreach call on Friday, July 7th at 11:00 AM. The three industry associations, which have been cooperating with regard to the development, policy review, and implementation of CAT for industry members, will invite their respective CAT working group participants to the session.
The purpose of this meeting will be to answer some of the basic questions about the CAT Reporter specs that industry groups have submitted, as well as present the Industry Tech Specs Outreach Plan. This should be a significant and positive next step in moving CAT forward, and engaging the Plan Processor with the industry. FIF will be sending out invites with meeting details to its CAT WG and Subgroup members.
POSTED Jul 03,2017
On June 22, 2017, FIF submitted a comment letter on behalf of its members regarding proposed SRO rule changes related to the elimination/modification of duplicative systems after implementation of the Consolidated Audit Trail. To review the comment letter, please click here.
POSTED Jun 26,2017
FIF submitted a comment letter on June 19, 2017 in response to FINRA's Special Notice on potential enhancements to their engagement programs. To review FIF's letter, please click the link here.
POSTED Jun 26,2017
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