On Thursday (8/31) the Financial Information Forum is launching a Reg SCI Best Practices Working Group to assist Reg SCI entities with Reg SCI compliance, as well as to educate and assist member firms that are not yet Reg SCI entities (Broker-Dealers, ATSs, Service Bureaus) with gaining a better understanding of Reg SCI best practices for incorporation within their firm. For more information, please contact the program office at fifinfo@fif.com.
POSTED Aug 28,2017
FIF will be hosting a quarterly event, sponsored by Morgan Stanley on Monday, September 25th. The event will feature a panel of industry experts who will discuss various topics related to the implementation of CAT followed by a networking reception.
An event page will be posted on https://fif.com/news/events later today which will include all of the specific details on the event, including the schedule, location, panelists and topic. Due to limited number of seats and high demand, we will initially be offering two tickets per FIF member-firm. If additional tickets become available, they will be offered on a first come first serve basis.
POSTED Aug 28,2017
In discussing with members and in response to CAT Industry Outreach efforts, FIF has initiated two new subgroups: The CAT Allocations Subgroup and the CAT Options Subgroup, with meetings starting last week. The calls have been well attended, including representation from SIFMA, with each group working through specific use cases as well as current or anticipated reporting challenges. These meetings, combined with FIF’s involvement in more frequent meetings with the Plan Processor, Thesys, continues to support CAT implementation efforts for our members and the industry. If you have interest in joining either of these two subgroups, email us at fifinfo@fif.com.
POSTED Aug 07,2017
FIF is pleased to announce that ULLINK has joined the Financial Information Forum Community. Ullink provides global, market leading multi-asset trading technology and infrastructure for buy-side and sell-side market participants.
POSTED Jul 31,2017
FIF has gone live with a new feature on our site called the Industry Solutions page. Within the Industry Solutions section, each FIF member firm has a unique page in which they can advertise their products and/or services to other FIF members and the industry. Each page contains a basic information field at the top, where the firm's contact information and links to products or services will be displayed, but we would welcome your assistance with more specific details regarding your firm and how your client focus and services should be categorized. Additionally, the page has an updates section, where you may advertise new initiatives, webinars, white papers, products or services. For members who wish to take advantage of the Industry Solutions page, contact us at fifinfo@fif.com to provide us with updates, services and products you wish to have displayed on your page. View the Industry Solutions Page here: https://fif.com/vendors/all/ and access it anytime by selecting the Industry Solutions tab at the very top of the FIF homepage.
POSTED Jul 24,2017
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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