Thesys, the CAT Plan Processor has released the CAT Participant Technical Specifications, if you have not reviewed them as of yet, find them here. FIF will review the spec during the next working group meeting and respond to the Plan Processor/Operating Committee as necessary. If you have any questions or concerns, please feel free to email the program office at fifinfo@fif.com.
POSTED May 30,2017
The SROs have recently released their retirement plans related to the sunsetting of duplicative reporting mechanisms. FIF has created an Abridged Summary of Participants Retirement Plans for your convenience. FIF is currently in the process of drafting comment letters to FINRA and the SROs, which will be reviewed during the next CAT working group meeting. If you require any additional assistance or clarification into these matters feel free to email us at fifinfo@fif.com or join our CAT Working Group calls.
POSTED May 30,2017
FIF will hold its first CAT Firm Designated ID Subgoup meeting, tomorrow, Tuesday, May 23rd at 2pm EST. We would like to thank the participants, and we're excited to work with a good mix of broker-dealers, vendors and service bureaus on this important topic.
POSTED May 22,2017
FIF is excited to welcome Kingland Systems as members of the Financial Information Forum.
POSTED May 22,2017
FIF will be responding to FINRA's Engagement Initiative, which seeks feedback from industry members on potential enhancements to FINRA's Engagement Programs. If your firm would like FIF to include any specific issues in our letter, please contact the program office at fifinfo@fif.com. FIF will be holding a meeting soon to review a draft of the letter.
POSTED May 15,2017
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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