FIF - Financial Information Forum

FIF Submits Exemption Request Letter to the SEC Relating to CAT Representative Order Linkage

On July 2, FIF submitted an exemption request letter to the SEC relating to CAT representative order linkage. The letter requests an exemption from the requirements that an industry member report linkage between (A) (i) a representative order or IDQS quote and (ii) a customer order, and (B) (i) an order fulfillment for a customer and (ii) a representative or principal order or IDQS quote, for specified scenarios. FIF would like to thank the members of the CAT Transaction Reporting Working Group for their contributions in the drafting of this exemption request letter.

POSTED Jul 08,2024

OFR Repo Reporting Working Group

The next call for the OFR Repo Reporting Working Group will be on Tuesday July 9 at 11 am ET. The Working Group will review and discuss a draft supplemental letter to the Treasury Department’s Office of Financial Research relating to implementation of the new requirement to report non-centrally cleared bilateral repos. The Working Group will also review and discuss a draft matrix with cross-border reporting scenarios.

POSTED Jul 08,2024

Short Position Reporting

FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Tuesday July 9 at 2 pm ET. The Working Group will discuss various clarifications requested by the SEC in response to the letter submitted by FIF to the SEC on June 24 relating to the implementation of short position reporting.

POSTED Jul 08,2024

CAT CAIS and CAT Transaction Reporting Working Groups

The CAT CAIS Working Group call for this week will be on Wednesday July 10 at 11 am ET. The CAT Transaction Reporting Working Group call for this week will be on Wednesday July 10 at 2 pm ET.

POSTED Jul 08,2024

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