Short Position Reporting

FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Tuesday July 16 at 3 pm ET. The Working Group will provide an update on a call with SEC representatives relating to implementation of the SEC’s rule to require the reporting of certain short positions and associated short activity. The Working Group will also discuss issues and questions from FIF members relating to this new reporting requirement.

POSTED Jul 15,2024

CAT CAIS and CAT Transaction Reporting Working Groups

The CAT Transaction Reporting Working Group call for this week will be on Wednesday July 17 at 2 pm ET. FIF has cancelled the CAIS Working Group call for this week. The next CAIS Working Group call will be on Wednesday July 24 at 11 am ET.

POSTED Jul 15,2024

Digital Asset Securities Working Group

FIF has scheduled a call for the Digital Asset Securities Working Group for Tuesday July 23 at 10 am ET. Shawn Sloves of Fundamental Interactions will discuss current challenges for short sales for digital assets and potential approaches for addressing these challenges.

POSTED Jul 15,2024

FIF Webinar on Trade Surveillance

FIF will host a webinar on trade surveillance on Tuesday July 30 at 3 pm ET. Holly Dito of Pershing will moderate the panel. The panelists will be Steve Bonanno of BXS, Ted Karn of The Karn Group, Chris Montagnino of Jordan & Jordan, and Jeremy Vest of S3. FIF has invited the members of the Compliance and Surveillance Working Group to the webinar. FIF will provide additional detail about the webinar content prior to the event.

POSTED Jul 15,2024

Tax Information Reporting Working Group

FIF has scheduled the next call for the Tax Information Reporting Working Group for Thursday August 1 at 3 pm ET. Stevie Conlon and other representatives from Wolters Kluwer will review and discuss the final IRS digital asset broker reporting regulations.

POSTED Jul 15,2024

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