FIF - Financial Information Forum

Next Bridge Form S-1 Filing

FIF has scheduled the next call for the Next Bridge sub-group for Monday October 16 at 1 pm ET. The agenda for the call will be to discuss next steps after the October 10 FIF member call with SEC representatives. The Form S-1 registration statement filed by Next Bridge Hydrocarbons proposes to distribute subscription rights only to holders who register their Next Bridge common stock directly with the company's transfer agent. The Next Bridge proposal, if approved by the SEC, would prohibit holders who want to participate in the offering from holding their shares through a broker or other intermediary. If you are interested in participating in this call, please send a note to fifinfo@fif.com.

POSTED Oct 16,2023

Back Office Committee

The Back Office Committee will have its next call on Tuesday October 17 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.

POSTED Oct 16,2023

Presentation on SEC Rule on Reporting of Securities Loans

On Monday October 23 at 2 pm ET, Ignacio Sandoval of the Morgan Lewis Law Firm will review the SEC’s recent adoption of a rule to require Reporting of Securities Loans. FIF has invited members of the FIF Securities Lending Transparency Working Group to participate on this call. If you would like to participate on this call and are not a member of this Working Group, please update your FIF profile or send a note to fifinfo@fif.com.

POSTED Oct 16,2023

Rule 606 Working Group

FIF has scheduled the next call for the FIF Rule 606 Working Group for Monday October 23 at 3:30 pm ET. This will be a ½ hour call and will focus on questions submitted by FIF members relating to Rule 606

POSTED Oct 16,2023

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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