On June 5, FIF submitted a comment letter to the SEC on the SEC’s cybersecurity rule proposal, the SEC’s proposed amendments to Regulation SCI, and the SEC’s proposed amendments to Regulation S-P. FIF would like to thank FIF members for their contributions in the drafting of this comment letter.
POSTED Jun 12,2023
FIF has scheduled a call for Monday June 12 at 2 pm ET to discuss the amended rule proposal for notification of cybersecurity incidents filed by The Options Clearing Corporation (OCC) with the SEC. The amended rule proposal by the OCC incorporates certain changes requested by FIF members in a prior FIF comment letter.
POSTED Jun 12,2023
On Tuesday June 13 at 3 pm ET, Atulya Jyoti of Kyndryl will present to the Emerging Technologies Working Group on Mainframe Data Democratization in Capital Markets. Legacy mainframe applications and operations remain central to nearly all major capital markets firms. Trade processing, custody, and fund administration continue to require the secure, high-volume, and scalable platforms mainframes provide. So how can companies unlock value from all this mainframe data, exposing it to modern AI and analytics tools often only available on the cloud? In this talk we will look at an emerging capability known as data democratization which uses modern data pipelines to drive innovation and monetization for data on the mainframe, and examples of how it can transform capital market processes.
POSTED Jun 12,2023
FIF has scheduled the next call for the Rule 605 Working Group for Tuesday June 20 at 2 pm ET. The Working Group will review and discuss a revised draft supplemental FIF comment letter on the SEC’s rule proposal on Disclosure of Order Execution Information.
POSTED Jun 12,2023
FIF is pleased to welcome LPL Financial to the FIF Community.
POSTED Jun 05,2023
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