Clock Synch for Fixed Income Subgroup

FIF has scheduled a call for the Clock Synch for Fixed Income subgroup for Thursday January 18 at 10:30 am. The Working Group will discuss the supervisory obligations of a non-executing firm when reporting to TRACE the execution timestamp provided by the executing firm. If you would like to participate on this call and are not a member of this subgroup, please contact fifinfo@fif.com.

POSTED Jan 16,2024

Digital Assets Working Group

FIF has scheduled the next call for the Digital Assets Working Group for Wednesday January 24 at 3 pm ET. The Working Group will discuss disclosure requirements for digital assets, including SEC Rule 15c2-11. Time permitting, the Working Group will also discuss reporting requirements for digital assets. If you would like to participate on this call and are not a member of the Digital Assets Working Group, please update your FIF profile or contact fifinfo@fif.com.

POSTED Jan 16,2024

AML and Sanctions

On Monday January 29 at 2 pm ET, Satish Kini and Robert Dura of the Debevoise law firm will review 2023 developments relating to anti-money laundering and sanctions regulations and key issues to focus on for 2024. FIF has invited the members of the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group to participate on this call. If you would like to participate on this call and are not a member of either Working Group, please update your FIF profile or contact fifinfo@fif.com.

POSTED Jan 16,2024

Data & Technology Committee

The Data and Technology Committee will have its next call on Wednesday January 31 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter will be Geralyn Endo of MEMX, who will provide an update on the launch of the MEMX Options Exchange.

POSTED Jan 16,2024

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