The FIF CAT Monthly Update Working Group call for June will be on Thursday June 1 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting and CAT CAIS reporting during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting and CAT CAIS reporting.
POSTED May 30,2023
FIF has scheduled a call for Thursday June 1 at 3 pm ET to review and discuss a revised draft of the FIF comment letter on the SEC’s recent cybersecurity, Reg SCI and Reg S-P rule proposals.
POSTED May 30,2023
The Data & Technology Committee will have its next call on Friday June 2 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter will be Roger Burkhardt from Broadridge, who will discuss Broadridge LTX migrating corporate bond trading capabilities to AWS.
POSTED May 30,2023
FIF is pleased to welcome SMBC Nikko Securities America to the FIF Community
POSTED May 22,2023
The Front Office Committee will have its next call on Tuesday May 23 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
POSTED May 22,2023
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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