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CAT Transaction Reporting and CAIS Working Groups

29 September 2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday October 1 at 2 pm ET. The Working Groups will continue the discussion of issues relating to CAT Transaction Reporting, CA…
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Reg NMS: Odd Lots on the SIPs

29 September 2025
FIF has scheduled a joint call for the Data and Technology Committee and the Equity Market Regulations Working Group for Wednesday October 8 at 11 am ET. The Committee and Working Group will continue the review and discussio…
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Rule 605 Working Group

29 September 2025
The next call for the Rule 605 Working Group will be on Wednesday October 8 at 3 pm ET. The Working Group will continue its discussion of reporting for different order types in connection with the upcoming Rule 605 amendment…
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FIF CAT Monthly Update Working Group

29 September 2025
The CAT Monthly Update Working Group call for October will be on Thursday October 9 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CA…
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CAT Port Settings

29 September 2025
FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday October 15 at 11 am ET. This call will focus on FIF submitting to the SEC a request for exemption relating to CAT reporting of port setti…
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FIF Chicago Event - Full Panels Announced

22 September 2025
FIF is excited to announce our annual Chicago event, sponsored by Cboe Global Markets. After opening remarks from Kevin Carrai of Cboe, there will be two panels, one focusing on options trading and market  developments…
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SLATE Working Group

22 September 2025
FIF has scheduled two calls for the SLATE Working Group for this week. The first call will be on Monday September 22 at 11 am ET; the second call will be on Thursday September 25 at 11 am. FIF members will provide an update…
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SEC Six-Month Rulemaking Agenda

22 September 2025
On Monday September 22 at 1 pm ET, Ignacio Sandoval will review the six-month rulemaking agenda recently published by the SEC. FIF has invited the members of the Compliance and Surveillance Working Group and the SEC FINRA Re…
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Reg NMS: Odd Lots on the SIPs

22 September 2025
FIF has scheduled a joint call for the Data and Technology Committee and the Equity Market Regulations Working Group for Monday September 22 at 2 pm ET. The Committee and Working Group will (i) continue the review and discus…
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