FIF - Financial Information Forum

FIF Webinar on Fixed Income Trade Surveillance

FIF has scheduled a webinar on Fixed Income Trade Surveillance for Tuesday May 23 at 2 pm. The moderator for the webinar will be Tom Jordan, Chair of the FIF Advisory Committee. The panelists will be Ted Karn of The Karn Group, Alex Sedgwick of Abel Noser, and John Standerfer of S3. FIF has invited the members of the FIF Compliance and Surveillance and TRACE/Fixed Income Working Groups to join this webinar. If you are not a member of either of these Working Groups and would like to join this webinar, please update your FIF profile or contact fifinfo@fif.com. If you would like to submit any questions anonymously in advance of the webinar, please send your questions to fifinfo@fif.com

POSTED May 22,2023

Rule 606 Working Group

The next call for the FIF Rule 606 Working Group is scheduled for Tuesday May 23 at 3 pm ET. The Working Group will continue its discussion of recent guidance from SEC staff to FIF members on Rule 606(a) reporting when a reporting firm routes a single parent order to multiple child execution venues.

POSTED May 22,2023

FIF Call to Discuss NY Attorney General Proposed CRPTO Act; New FIF Crypto, Digital Assets and Blockchain Working Group

FIF has scheduled a call for Thursday May 25 at 3 pm ET to review and discuss the CRPTO Act recently proposed by the New York State Attorney General. FIF has created a new Crypto, Digital Assets and Blockchain Working Group. If you would like to participate on this call, please update your FIF profile to join this new Working Group or contact fifinfo@fif.com. FIF has prepared a summary of the proposed legislation.

POSTED May 22,2023

Rule 605 Working Group

FIF has scheduled the next call for the Rule 605 Working Group for Tuesday May 30 at 3 pm ET. The Working Group will discuss the May 17 call between FIF members and SEC staff relating to the SEC’s rule proposal on Disclosure of Order Execution Information and a supplemental comment letter to be submitted by FIF.

POSTED May 22,2023

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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