FIF has scheduled an additional call for the CAT Transaction Reporting call for this week. The call will be on Tuesday December 12 at 11 am ET and will focus on the review of a draft FIF letter to the SEC on the requirement for a routing firm to report to CAT settings applied by a receiving firm. The regularly-scheduled CAT call on Wednesday December 13 at 2 pm ET will focus on CAT billing and recent updates to the CAT Technical Specifications.
POSTED Dec 11,2023
At the request of FIF members, FIF has scheduled a call for Tuesday December 12 at 1 pm ET to discuss the following two technology compliance issues: (1) compliance with FINRA clock synchronization requirements for trading systems in the cloud (including FINRA clock synch requirements applicable for CAT); and (2) validation for compliance with trading halt requirements. If you would like to participate in this discussion and have not previously notified FIF, please send a note to fifinfo@fif.com.
POSTED Dec 11,2023
The SEC has scheduled an open meeting for Wednesday December 13 at 10 am ET to consider the adoption of rule amendments that would expand centralized clearing of Treasuries.
POSTED Dec 11,2023
FIF has scheduled a call for the FIF Digital Assets Working Group for Thursday December 14 at 10 am ET. The Working Group will discuss current implementation challenges for digital assets trading based on current regulations and potential approaches for addressing these challenges. If you would like to participate on this call and are not a member of the FIF Digital Assets Working Group, please update your FIF profile or send a note to fifinfo@fif.com.
POSTED Dec 11,2023
The Back Office Committee will have its next call on Monday December 18 at 10 am to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. During the call, FIF will review the recent rule changes adopted by FINRA relating to T+1.
POSTED Dec 11,2023
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