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FIF Chicago Event - Full Panels Announced

22 September 2025
FIF is excited to announce our annual Chicago event, sponsored by Cboe Global Markets. After opening remarks from Kevin Carrai of Cboe, there will be two panels, one focusing on options trading and market  developments…

SLATE Working Group

22 September 2025
FIF has scheduled two calls for the SLATE Working Group for this week. The first call will be on Monday September 22 at 11 am ET; the second call will be on Thursday September 25 at 11 am. FIF members will provide an update…

SEC Six-Month Rulemaking Agenda

22 September 2025
On Monday September 22 at 1 pm ET, Ignacio Sandoval will review the six-month rulemaking agenda recently published by the SEC. FIF has invited the members of the Compliance and Surveillance Working Group and the SEC FINRA Re…

Reg NMS: Odd Lots on the SIPs

22 September 2025
FIF has scheduled a joint call for the Data and Technology Committee and the Equity Market Regulations Working Group for Monday September 22 at 2 pm ET. The Committee and Working Group will (i) continue the review and discus…

Data & Technology Committee

22 September 2025
The Data & Technology Committee will have its next call on Wednesday September 24 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets…

Rule 605 Working Group

22 September 2025
The next call for the Rule 605 Working Group will be on Wednesday September 24 at 1 pm ET. FIF members will provide an update on a September 17 meeting with SEC representatives relating to the implementation of the Rule 605…

CAT Transaction Reporting and CAIS Working Groups

22 September 2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday September 24 at 2 pm ET. The Working Groups will discuss issues relating to CAT billing, CAT Transaction Reporting and CA…

Section 31 Fees Subgroup

22 September 2025
The Section 31 Fees subgroup will have its next call on Thursday September 25 at 1 pm ET. The subgroup will continue its discussion of enhancing the data provided by FINRA to assist firms in reconciling the FINRA Regulatory…

Regulatory Implementations Calendar

22 September 2025
FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group for Thursday September 25 at 2 pm ET. The Working Groups will review and discuss an updated regulat…

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