Data & Technology Committee

The Data and Technology Committee will have its next call on Wednesday May 31 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter will be Caitlin Mulkeen from Broadridge, who will discuss Broadridge LTX migrating corporate bond trading capabilities to AWS.  

POSTED May 22,2023

FIF Webinar on Fixed Income Trade Surveillance

FIF has scheduled a webinar for Tuesday May 23 at 2 pm on Fixed Income Trade Surveillance. The moderator for the webinar will be Tom Jordan, Chair of the FIF Advisory Committee. The panelists will be Ted Karn of The Karn Group, Alex Sedgwick of Abel Noser, and John Standerfer of S3. FIF has invited the members of the FIF Compliance and Surveillance and TRACE/Fixed Income Working Groups to join this webinar. If you are not a member of either of these Working Groups and would like to join this webinar, please update your FIF profile or contact fifinfo@fif.com. If you would like to submit any questions anonymously in advance of the webinar, please send your questions to fifinfo@fif.com.

POSTED May 15,2023

FIF Call to Discuss NY Attorney General Proposed CRPTO Act; New FIF Crypto, Digital Assets and Blockchain Working Group

FIF has scheduled a call for Thursday May 25 at 3 pm ET to review and discuss the CRPTO Act recently proposed by the New York State Attorney General. FIF is creating a new Crypto, Digital Assets and Blockchain Working Group. If you would like to participate on this call, please update your FIF profile to join this new Working Group or contact fifinfo@fif.com

POSTED May 15,2023

Back Office Committee

The Back Office Committee will have its next call on Tuesday May 16 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.

POSTED May 15,2023

Rule 606 Working Group

The next call for the FIF Rule 606 Working Group is scheduled for Tuesday May 16 at 2 pm ET. The Working Group will discuss recent guidance from SEC staff to an FIF member on Rule 606(a) reporting when a reporting firm routes a single parent order to multiple child execution venues.

POSTED May 15,2023

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