On July 1 at 11 am (ET), Mark Fitterman and Gavin Meyers of the Baker McKenzie law firm will present on FINRA Regulatory Notice 21-19 relating to “Short Interest Position Reporting Enhancements and Other Changes Related to Short Sale Reporting”. FIF has invited members of the Reg SHO Working Group and the Back Office Committee to this presentation. If you would like to attend this session and do not have it on your calendar, email fifinfo@fif.com.
POSTED Jun 28,2021
On June 24, FIF submitted a letter to the SEC requesting that the SEC issue updated FAQs on various Rule 606 topics, including options look-through, the Rule 606 definition of customer, and various ATS reporting scenarios.
POSTED Jun 28,2021
On June 24, FIF participated on a call with the SROs and FINRA CAT to discuss an extension of the date for reporting tidType in CAT Allocation events.
POSTED Jun 28,2021
FIF is pleased to announce that StoneX has joined the FIF Community.
POSTED Jun 21,2021
POSTED Jun 21,2021
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Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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