FIF News

Reconciliation of Section 31 Fees

11 November 2024

FIF has scheduled a call for the Section 31 subgroup for Thursday November 14 at 1 pm ET. The subgroup will continue the discussion of a recent pilot by FINRA to provide trade-level details to support reconciliation of Secti…

Rule 605 Working Group

11 November 2024

FIF has scheduled the next call for the Rule 605 Working Group for Thursday November 14 at 2 pm ET. The Working Group will discuss responses from the SEC to the June 2024 FIF letter relating to the implementation of the SEC’…

Rule 606 Working Group

11 November 2024

The next call for the Rule 606 Working Group will be on Monday November 18 at 1 pm ET. The Working Group will review a revised draft FIF letter to the SEC in response to verbal guidance from the SEC on how to calculate the p…

FIF Year-End Holiday Event

04 November 2024

FIF is excited to announce our 2024 Year-End Holiday Event, hosted by Société Générale on December 3rd from 3:00 pm to 7:30 pm ET. Join us for insightful discussions on Regulatory Implementation Challenges, Retail Trading, E…

OFR Repo Reporting Working Group

04 November 2024

FIF has scheduled the next call for the OFR Repo Reporting Working Group for Monday November 4 at 11 am ET. The Working Group will continue to discuss the implementation of the new requirement to report non-centrally cleared…

OFR Repo Reporting Working Group

04 November 2024

Rule 606 Working Group

04 November 2024

The next call for the Rule 606 Working Group will be on Monday November 4 at 2 pm ET. The Working Group will discuss a draft FIF letter to the SEC in response to verbal guidance from the SEC on how to calculate the percentag…

Short Position Reporting

04 November 2024

FIF has scheduled two calls for this week for the Short Sales / Reg SHO / Short Position Reporting Working Group. The first call will be on Tuesday November 5 at 11 am ET; the second call will be on Wednesday November 6 at 1…

Rule 605 Working Group

04 November 2024

FIF has scheduled the next call for the Rule 605 Working Group for Tuesday November 5 at 2 pm ET. The Working Group will discuss responses from the SEC to the June 2024 FIF letter relating to the implementation of the Rule 6…

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