Reg SHO Working Group (5/24)

The next meeting of the FIF Reg SHO Working Group will be held on May 27 at 10 am (ET). The Working Group will discuss specific Reg SHO issues and questions raised by FIF Members relating to order marking, locate and close-out requirements.

POSTED May 24,2021

Upcoming Spotlight Presentations (5/17)

  • Back Office Committee. On May 19, John Abel from the DTCC will be joining us to discuss Project STRIDE.
  • Data and Tech Committee. On May 26, Kevin Tyrrell from NYSE will come on to discuss opening and closing auctions.
  • Total return swaps. On June 3rd, Josh Galper of Finadium will discuss total return swaps vs. physical financing and the role of total return swaps in the Archegos liquidation sales

POSTED May 17,2021

Rule 605 Working Group (5/17)

The next meeting of the FIF Rule 605 Working Group will be held on May 25 at 2 pm (ET). The Working Group will review responses from FIF members to a recent FIF survey about various Rule 605-related proposals.

POSTED May 17,2021

Reg SHO Working Group (5/17)

The next meeting of the FIF Reg SHO Working Group will be held on May 27 at 10 am (ET). The Working Group will discuss specific Reg SHO issues and questions raised by FIF members relating to order marking, locate and close-out requirements.

POSTED May 17,2021

CAT Operating Committee Provides Additional Information Relating to CAT Revised Funding Model

On April 29, FIF submitted a comment letter to the Securities and Exchange Commission to request that the CAT Operating Committee provide additional information to industry members to assist industry members in evaluating the CAT revised funding model proposal. In response, on March 5, the CAT Operating Committee filed a comment letter with the SEC providing additional information to assist industry members in evaluating the revised funding model proposal.

POSTED May 10,2021

© 2024 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm