CAT Counterparty Contact Utility

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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Spire Investment Partners, LLC.
St. Germain Securities
Stash Capital LLC
State Street Global Markets SSBS Karen Utter kutter@statestreet.com 8574004859 285852
State Street Global Markets Allison Higgins aphiggins@statestreet.com (617) 664-1722 285852
State Street Global Markets Marty Fischer mrfischer@statestreet.com (617) 664-8586 285852
Stephen A. Kohn & Associates, Ltd.
Stephens Inc.
Sterling Smith Corporation
Sterling, Grace Municipal Securities Corporation
Stern Brothers & Co.
Steward Securities Group LLC
Stifel Nicolaus & Company, Inc STFL Madeline Pacific Compliance-Testing@stifel.com 2122713432 793
Stock Traders
StockCross Financial Services Inc.
Stone X Stone X Madeline Madeline.Pacific@stonex.com 2124853592 45993
STONNINGTON GROUP, LLC
Summit Brokerage Services
Sumo
Sumridge Partners, LLC

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