CAT Counterparty Contact Utility

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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
TD Prime Services LLC
TD Private Client Wealth LLC
TD Securities (USA) LLC TDS CAT Group TDSUSA-CAT@tdsecurities.com 1-212-827-7690 18476
TDS USA LLC TDSI Mohamed Panju mohamedhassnain.panju@tdsecurities.com 1-416-476-4850 18476
Telsey Advisory Group LLC
Tethys Technology, Inc.
The Benchmark Company SS&C FMG Compliance* FMG-Compliance@sscinc.com 844-662-2977 22982
The GMS Group, LLC
The Huntington Investment Company
The Investment Center, Inc.
The Leaders Group, Inc.
The Rockwell Financial Group, Inc.
The Vertical Group
The Williams Capital Group, L.P.
Themis Trading LLC
Thompson Davis & Co.
Thoroughbred Financial Services, LLC
Thrasher & Chambers, inc
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Tigress Financial Partners, LLC

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