CAT Counterparty Contact Utility

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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Suntrust Robinson Humphrey, Inc
Susquehanna Financial Group Mike Major mike.major@sig.com 610-617-2662 35865
Susquehanna Financial Group SUFI Jon Gilliam jon.gilliam@sig.com 2158029200 35865
Susquehanna Investment Group SIGG Jon Gilliam jon.gilliam@sig.com 2158029200 33875
Susquehanna Securities SSUS Jon Gilliam jon.gilliam@sig.com 2158029200 35874
Sutter Securities Clearing
SWBC Investment Services, LLC
Swedbank Securities US LLC
Syndicated Capital, Inc.
Synergy Capital Management, LLC
Synovus Securities, Inc.
T. Rowe Price Investment Services, Inc.
T.S. Phillips Investments, Inc.
Talisys
tastyworks, Inc.
TCFG Wealth Management, LLC
TD Ameritrade Clearing Inc. CAT Reporting Team catreporting@tdameritrade.com 800.632.9101 5633
TD Ameritrade Inc. CAT Reporting Team catreporting@tdameritrade.com 800.632.9101 7870
TD Prime Services LLC
TD Private Client Wealth LLC

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