FIF - Financial Information Forum

Webinar on Trading Risk Controls and Reg SCI

On Tuesday January 21 at 3 pm ET, FIF is hosting a webinar on Trading Risk Controls and Reg SCI. The moderator for the panel will be Erin Clemens of StoneX. The panelists will be William Barbera of the Schulte Roth law firm, Chris Boldt of Interactive Brokers, Doug Craig of Fidessa, and Jim Dolan of Kezar Trading. FIF has invited the members of the Compliance and Surveillance Working Group and the SEC Cyber, Reg SCI and Reg S-P Working Group to participate in this webinar. If you would like to participate on this call and are not a member of either Working Group, please update your FIF profile or contact fifinfo@fif.com.

POSTED Jan 21,2025

Short Position Reporting

The Short Sales / Reg SHO / Short Reporting Working Group will have its next call on Wednesday January 22 at 11 am ET. The Working Group will continue its discussion of the implementation of short position reporting, including a draft list of FAQs to present to the SEC.   

POSTED Jan 21,2025

Securities Lending Transparency (SLATE) Working Group

FIF has scheduled the next call for the SLATE Working Group for Thursday January 23 at 11 am ET. The Working Group will continue its discussion of the SEC approval of the FINRA rule filing for SLATE and the upcoming implementation requirements.

POSTED Jan 21,2025

Cybersecurity Working Group

FIF has scheduled the next call for the Cybersecurity Working Group for Thursday January 23 at 1 pm ET.  Matt Weinberg of the Cybersecurity and Infrastructure Agenda (CISA) will provide an update on current threats to the financial industry. CISA is an agency of the US Department of Homeland Security. The Working Group will also review recent FINRA, FBI and NSA updates relating to cybersecurity.

POSTED Jan 21,2025

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Financial Information Forum

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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