Rule 605 Working Group

The next call for the Rule 605 Working Group will be on Monday October 20 at 2 pm ET. The Working Group will continue its discussion of open interpretive questions relating to implementation of the Rule 605 amendments, including reporting for different order types.  

POSTED Oct 20,2025

Back Office Committee

The Back Office Committee will have its next call on Tuesday October 21 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.

POSTED Oct 20,2025

Reg NMS: Minimum Pricing Increments and Access Fee Caps

FIF has scheduled a call for Tuesday October 21 at 3 pm ET to discuss the potential impact of the recent appeals court decision relating to minimum pricing increments and access fee caps. FIF has invited the members of the Data and Technology Committee and the Equity Market Regulations Working Group to participate on this call.

POSTED Oct 20,2025

SLATE Working Group

The SLATE Working Group will have its next call on Wednesday October 22 at 10 am ET. The Working Group will continue its discussion of issues relating to the implementation of SLATE reporting, including next steps with the SEC and FINRA.

POSTED Oct 20,2025

Short Position Reporting

FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Wednesday October 22 at 11 am ET. The Working Group will discuss a draft FIF letter to the SEC requesting an extension of the current implementation date for short position reporting.

POSTED Oct 20,2025

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