FIF has scheduled the next call for the Digital Asset Securities Working Group for Tuesday September 10 at 11 am ET. Shawn Sloves of Fundamental Interactions will continue his review of open issues for the broader adoption of trading in digital asset securities.
POSTED Sep 09,2024
FIF has scheduled two calls this week for the CAT Transaction Reporting Working Group. The first call will be on Tuesday September 10 at 1 pm ET; the second call will be on Wednesday September 11 at 2 pm ET. FIF has cancelled the CAIS Working Group call for this week.
POSTED Sep 09,2024
An FIF member would like to discuss whether FINRA could develop a technology-focused examination for technology professionals who require the Operations Professional registration as an alternative to the current Series 99 examination, which is operations focused. FIF created a sub-group for this topic and hosted a call in August. FIF has scheduled the next call for this sub-group for Thursday September 26 at 1 pm ET. If you are interested in participating in this discussion and are not a member of this sub-group, please contact fifinfo@fif.com, and we will add you to this sub-group.
POSTED Sep 09,2024
FIF has scheduled a webinar on best execution for Monday October 7 at 3 pm ET. The moderator will be Chris Montagnino of Jordan & Jordan. The panelists will be from BXS, S3, The Karn Group and Trading Technologies. FIF has invited the members of the Compliance and Surveillance, Rule 605 and Rule 606 Working Groups to participate in this webinar.
POSTED Sep 09,2024
FIF is excited to announce our annual Chicago event, sponsored by Cboe Global Markets. The event will take place on Wednesday October 9 at Cboe's offices at 433 West Van Buren Street, Chicago, IL 60607. After opening remarks from a Cboe representative, there will be two panels, one focusing on options market developments and the other focusing on technology and market data. Registration in the lobby begins at 2 pm CT. The speaking engagement will be from 3-4:30 pm CT, with refreshments and networking afterwards from 4:30-6 pm CT. FIF would like to thank Cboe Global Markets for sponsoring this event. Please register here to secure your spot. FIF events are free to attend for FIF Members. If you have any questions, please contact fifinfo@fif.com.
POSTED Sep 03,2024
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