CAT PII and CAIS

FIF has scheduled a joint call for the CAIS and CAT Transaction Reporting Working Groups for Wednesday August 13 at 11 am ET. The Working Groups will discuss a revised draft FIF comment letter requesting (i) the retirement of the current large trader reporting requirements relating to unidentified large traders, and (ii) the removal of all historical rejections and Material Inconsistences relating to fields that will no longer be reportable to CAIS. The Working Groups will also discuss comments letters relating to the rule filing to remove PII from CAIS.

POSTED Aug 11,2025

Cybersecurity Working Group

The next call for the Cybersecurity Working Group will be on Wednesday August 13 at 1 pm ET. The spotlight presenter will be Wyatt Hamilton of FINRA, who will discuss current areas of focus for FINRA relating to cybersecurity.

POSTED Aug 11,2025

CAT Transaction Reporting Working Group

FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday August 13 at 2 pm ET. The Working Group will continue its discussion of potential amendments to SEC Rule 613 and the CAT NMS Plan to reduce CAT costs. 

POSTED Aug 11,2025

SLATE Working Group

The next call for the SLATE Working Group will be on Thursday August 14 at 11 am ET. The Working Group will continue its discussion of a draft FIF letter to the SEC and FINRA relating to the implementation of SLATE reporting.

POSTED Aug 11,2025

Emerging Technologies Working Group

The Emerging Technologies Working Group will have its next call on Thursday August 21 at 3 pm ET. The spotlight presenter will be Arup Datta of Kyndryl, who will discuss Agentic AI.  

POSTED Aug 11,2025

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