FIF has scheduled the next call for the Digital Asset Securities Working Group for Tuesday September 10 at 11 am ET. Shawn Sloves of Fundamental Interactions will continue his review of open issues for broader adoption of digital asset securities.
POSTED Sep 03,2024
On August 21 FIF submitted a letter to the SEC requesting guidance on how to calculate and report the percentage of orders routed to different venues for Rule 606(a) reporting. FIF would like to thank the members of the Rule 606 Working Group for their contributions in the drafting of this letter.
POSTED Aug 26,2024
On August 22 FIF submitted a follow-up letter to the Treasury Department’s Office of Financial Research (the OFR) with additional questions relating to implementation of the new requirement to report to the OFR transactions in non-centrally cleared bilateral reports. FIF would like to thank the members of the OFR Repo Reporting Working Group for their contributions in the drafting of this letter.
POSTED Aug 26,2024
On August 23 FIF submitted a comment letter to the SEC on the FINRA rule filing to establish the Securities Lending and Transparency Engine (SLATE) system for reporting securities loan transactions. The FIF comment letter also comments on the draft Participant Specification for SLATE published by FINRA. FIF would like to thank the members of the Securities Lending Transparency Working Group for their contributions in the drafting of this comment letter.
POSTED Aug 26,2024
The Front Office Committee will have its next call on Tuesday August 27 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
POSTED Aug 26,2024
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