Today at 2 pm ET, FIF will host a sub-group call on CAT reporting for options error scenarios. Please contact us at fifinfo@fif.com if you would like to participate on this sub-group call.

On July 8 at 4 pm ET, FIF will host a webinar on the SEC’s market access rule (Rule 15c3-5). This webinar will focus on the rule's practical aspects, setting credit limits, the handling of market orders, the process for overriding limits, challenges of meme stocks, the annual CEO certification, enforcement trends, and more. The panel includes Jim Dolan of Luminex, Lillian Tan of Cantor Fitzgerald, Wayne Aaron of Vedder Price and will be moderated by Tom Jordan, FIF Advisory Chair. Please register here or email fifinfo@fif.com with any questions.

On June 30 at 10am ET, Patrick Flannery of MayStreet will discuss “Market Data Delivery in the Cloud - Lessons Learned” as the spotlight topic on this months call. Following the spotlight topic, the co-chairs will go through last months market data capacity statistics, SIP/Exchange notices and updates. If you would like to join this committee meeting and it's not on your calendar, email us at fifinfo@fif.com. 

On July 1 at 11 am (ET), Mark Fitterman and Gavin Meyers of the Baker McKenzie law firm will present on FINRA Regulatory Notice 21-19 relating to “Short Interest Position Reporting Enhancements and Other Changes Related to Short Sale Reporting”. FIF has invited members of the Reg SHO Working Group and the Back Office Committee to this presentation. If you would like to attend this session and do not have it on your calendar, email fifinfo@fif.com.

On June 24, FIF submitted a letter to the SEC requesting that the SEC issue updated FAQs on various Rule 606 topics, including options look-through, the Rule 606 definition of customer, and various ATS reporting scenarios.